The Asymptotic Behavior of Attention in Transformers

December 03, 2024 Β· Declared Dead Β· πŸ› arXiv.org

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Authors Álvaro Rodríguez Abella, João Pedro Silvestre, Paulo Tabuada arXiv ID 2412.02682 Category cs.AI: Artificial Intelligence Cross-listed cs.LG, eess.SY, math.DS, math.OC Citations 9 Venue arXiv.org Last Checked 4 months ago
Abstract
The transformer architecture has become the foundation of modern Large Language Models (LLMs), yet its theoretical properties are still not well understood. As with classic neural networks, a common approach to improve these models is to increase their size and depth. However, such strategies may be suboptimal, as several works have shown that adding more layers yields increasingly diminishing returns. More importantly, prior studies have shown that increasing depth may lead to model collapse, i.e., all the tokens converge to a single cluster, undermining the ability of LLMs to generate diverse outputs. Building on differential equation models for the transformer dynamics, we prove that all the tokens in a transformer asymptotically converge to a cluster as depth increases. At the technical level we leverage tools from control theory, including consensus dynamics on manifolds and input-to-state stability (ISS). We then extend our analysis to autoregressive models, exploiting their structure to further generalize the theoretical guarantees.
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